MiFID - Archive documents

Information Regarding Categorisation

  • Information Regarding Categorisation – valid from 1.1.2014 till 2.1.2018
  • Information Regarding Categorisation - valid from 10.4.2012 till 31.12.2013
  • Information Regarding Categorisation- valid from 5.8.2011 till 9.4.2012
  • Information Regarding Categorisation - valid from 1.12. 2008 till 4.8.2011

Information obligation

  • Pre-trading Information Obligation - valid from 10.10.2022 tll 19.12.2022
  • Pre-trading Information Obligation - valid from 22.2.2021 tll 9.10.2022
  • Pre-trading Information Obligation - valid from 6.2.2020 tll 19.2.2021
  • Pre-trading Information Obligation - valid from 1.10.2018 to 5.2.2020
  • Pre-trading Information Obligation - valid from 2.1.2018 till 30.9.2018
  • Pre-trading Information Obligation -  valid from 1.1.2014 till 2.1.2018
  • Pre-trading Information Obligation - valid from 25.10.2012 till 31.12.2013
  • Pre-trading Information Obligation - valid from 10.10.2012 till 24.10.2012
  • Pre-trading Information Obligation - valid from 5.8.2011 till 9.10.2012
  • Pre-trading Information Obligation - valid from 3.1.2011 till 4.8.2011
  • Pre-trading Information Obligation - valid from 1.12.2008 till 2.1.2011

 

 

Execution, Conflict of Interest Policy

Conflict of Interest Policy - archive

  • Conflict of interest Policy – archive valid from 6.2.2020 till 19.2.2021
  • Conflict of interest Policy – archive valid from 3.1.2020 till 5.2.2020
  • Conflict of interest Policy – archive valid from 1.1.2014 till 2.1.2018
  • Conflict of Interest Policy - valid from 22.10.2012 till 31.12.2013

 

Execution Policy - archive

  • Execution Policy archive valid from 5.12.2023 till 24.3.2024
  • Execution Policy archive valid from 4.10.2023 till 4.12.2023
  • Execution Policy archive valid from 18.5.2023 till 3.10.2023
  • Execution Policy archive valid from 25.4.2023 till 17.5.2023
  • Execution Policy archive valid from 16.3.2023 till 24.4.2023
  • Execution Policy archive valid 15.3.2023
  • Execution Policy archive valid from 1.10.2021 till 14.3.2023
  • Execution Policy archive valid from 14.5.2021 till 30.9.2021
  • Execution Policy archive valid from 10.8.2020 till 13.5.2021
  • Execution Policy archive valid from 6.2.2020 till 9.8.2020
  • Execution Policy archive valid from 20.6.2019 till 5.2.2020
  • Execution Policy archive valid from 14.12.2018 till 19.6.2019
  • Execution Policy archive valid from 30.8.2018 till 13.12.2018
  • Execution Policy archive valid from 12.7.2018 till 29.8.2018
  • Execution Policy archive valid from 3.5.2018 till 11.7.2018
  • Execution Policy archive valid from 3.1.2018 till 2.5.2018
  • Execution Policy archive valid till 5.6.2017 do 2.1.2018
  • Execution Policy - valid from 1.6.2016 till 4.6.2017
  • Execution Policy - valid from 1.7.2015 till 31.5.2016
  • Execution Policy - valid from 1.9.2014 till 30.6.2015
  • Execution Policy valid from 1.1.2014 till 31.8.2014
  • Execution Policy valid from 6.8.2013 till 31.12.2013
  • Execution Policy valid from 11.4.2013 till 5.8.2013
  • Execution Policy valid from 25.10.2012 till 10.4.2013
  • Execution Policy valid from 19.7.2012 till 24.10.2012
  • Execution Policy valid from 5.8.2011 till 18.7.2012 
  • Execution Policy valid from 1.12.2008 till 4.8.2011

 

Conflict of Interest and Inducements

  • Obligatory information U Invest Plus – valid till 4.4.2018
  • Obligatory information Rytmus – valid till 4.4.2018
  • Obligatory information Pioneer Funds – valid till 4.4.2018
  • Obligatory information Duet Plus – valid till 4.4.2018
  • Obligatory information
  • Obligatory information U Invest Plus – valid till 19.1.2018
  • Obligatory information Rytmus – valid till 19.1.2018
  • Obligatory information Pioneer Funds – valid till 19.1.2018
  • Obligatory information Duet Plus – valid till 19.1.2018

 

 

 

 

Investment Questionnaire

  • Investment Questionnaire - Natural person (valid till 31.3.2019)
  • Investment Questionnaire - Legal entity (valid till 31.3.2019)
  • Investment Questionnaire – Natural person (valid till 2.1.2018)
  • Investment Questionnaire – Legal person (valid till 2.1.2018)
  • Investment Questionnaire – Natural person (valid till 9.10.2017)
  • Investment Questionnaire – Legal person (valid till 9.10.2017)

List of Abbreviations

  • List of Abbreviations Used – valid from 18.5.2023 till 8.4.2024
  • List of Abbreviations Used – valid from 25.4.2021 till 17.5.2023
  • List of Abbreviations Used – valid from 1.10.2021 till 24.4.2023
  • List of Abbreviations Used – valid from 14.5.2021 till 30.9.2021
  • List of Abbreviations Used – valid from 10.8.2020 till 13.5.2021
  • List of Abbreviations Used – valid from 6.2.2020 till 9.8.2020
  • List of Abbreviations Used – valid from 20.06.2019 till 5.2.2020
  • List of Abbreviations Used – valid from 14.12.2018 till 19.06.2019
  • List of Abbreviations Used – valid from 30.8.2018 till 13.12.2018
  • List of Abbreviations Used – valid from 12.7.2018 till 29.8.2018
  • List of Abbreviations Used – valid from 1.1.2014 till 11.7.2018
  • List of Abbreviations Used – valid from 9.11.2012 till 31.12.2013
  • List of Abbreviations Used – valid from 1.12.2008 till 8.11.2012

 

 

Securities Brokers Guarantee

  • Securities Brokers Guarantee Fund – version valid till 29.8.2018

Other information

  • RTS 28 for 2022 - retail clients (PDF, 108 kB)
  • RTS 28 for 2022 - professional clients (PDF, 108 kB)
  • RTS 28 for 2021 - retail clients (PDF, 108 kB)
  • RTS 28 for 2021 - professional clients (PDF, 106 kB)
  • RTS 28 for 2020 - retail clients (PDF, 104 kB)
  • RTS 28 for 2020 - professional clients (PDF, 100 kB)
  • RTS 28 for 2019 - retail clients (PDF, 104 kB)
  • RTS 28 for 2019 - professional clients (PDF, 100 kB)
  • RTS27 3Q 2020
  • RTS27 2Q 2020
  • RTS27 1Q 2020
  • RTS27 4Q 2019
  • RTS27 3Q 2019
  • RTS 28 for 2018 - retail clients (PDF, 104 kB)
  • RTS 28 for 2018 - professional clients (PDF, 100 kB)
  • RTS27 1Q 2019
  • RTS27 4Q 2018
  • RTS 28 for 2017 - retail clients (PDF, 87 kB)
  • RTS 28 for 2017 - professional clients (PDF, 89 kB)